Preparing for the Upcoming 6039 Season: Compliance and Considerations
Come and join us in this insightful panel discussion where we delve into the intricacies of Section 16 compliance. Section 16 filings is a requirement for company insiders to report their company affiliations, transactions, and changes in ownership to the SEC. These filing are made on Forms 3, 4, and 5. We will discuss valuable guidance, best practices, and actionable advice. Listen to our experienced panelists discussing strategies from minimizing compliance risks to mitigating potential legal consequences, all aimed on regulatory adherence and safeguarding your company’s integrity and reputation.
Our panelists are:
– Christian Bell, Stock & Option Solutions
– Trevin Rard, Remitly
– Alan Dye, Hogan Lovells
Please click HERE to register and for more information!