What is 6039 Reporting?

In 2010, the Internal Revenue Service (IRS) adopted regulations under Section 6039 of the Internal Revenue Code.  These regulations require companies to provide participants with Form 3921 for all Incentive Stock Option (ISO) exercises and Form 3922 upon first transfer of legal title of shares acquired pursuant to an Employee Stock Purchase Plan (ESPP). In addition, companies are also required to file these same forms with the IRS.

6039 Reporting Solution

Our line of 6039 solutions will simplify your life, save you time and reduce your company's risk. Every year over 150 companies have depended on SOS for their annual 6039 filings. We have generated and mailed close to 1 million participant statements making us the most experienced and trusted 6039 service provider.

6039 Dedicated Account Manager

Dedicated Client Manager

We assign you an experienced client manager to answer all your questions and coordinate the project from start to finish.

6039 Security

Security

We have strict data control processes in place, which include the use of LeapFILE to securely transfer sensitive participant data, and data destruction/shredding at project completion.

6039 Reporting Accuracy

Data Auditing

We perform multiple data audits and reviews prior to participant statement and e-file generation. Errors in filing with IRS can be costly. Our process dramatically reduces the need to do so.

6039 Fulfillment

Process Fulfillment

3921 and 3922 substitute statements allow you to aggregate transactions and send fewer pages per participant saving time and money while reducing participant confusion.

6039 e-filing

E-Filing

We can submit the file to the IRS on your behalf or transmit the e-file back to you, allowing you to submit via the IRS FIRE website. TIN Matching services are also available.

View Our Webcast to Learn More

Your 6039 Dream Team

Year-end is a hectic season for any stock administrator and 6039 compliance reporting is likely just one more thing to juggle on your long list of things to do. Let our team of 6039 experts walk you through how to make 6039 reporting a slam dunk. In this webcast our all-star team will provide a play-by-play of the 6039 requirements and regulations, penalties for not playing, and how our unrivaled SOS solutions can tackle every aspect of 6039 reporting from auditing your data to mailing and filing your participant statements.

Interested in our 6039 Reporting Services?

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For General Inquiries

Give our office a call at (408) 979-8700

Feel free to email your questions to Info@sos-team.com