Stock & Option Solutions
Stock & Option Solutions > Year-End Services

Year-End Services

Streamline Your Tax Compliance and Reporting

Expert Year-End Stock Plan Reporting, Done Right

Schedule A Consultation

Year-End 6039 Reporting Important Dates

Click to view key milestones to help you plan ahead for the 6039 reporting process.

Click here

Specialized Reporting Services

6039 Reporting:

  • Proprietary data audits ensure accuracy before mailing or IRS submission.
  • Aggregate participant forms, reducing confusion and mailing costs.

Disposition Reporting:

  • Seamlessly merge equity data into survey templates for mailing.
  • Track returned survey results with precision.
  • Support tax compliance for disqualified dispositions, including potential tax benefits.

The Team That’s Got Your Back​

Our experienced professionals are dedicated to providing timely, reliable, and secure solutions, so you can confidently meet your reporting obligations with ease.

  • Dedicated Project Manager: Enjoy white-glove project guidance from start to finish.
  • Data Security: Ensure secure data upload and download via our Atlassian-based system.
  • Traceable, Secure Mailing: We handle participant forms with precision and care.
  • Informative Participant Letters: Included with most services for added clarity.
  • Electronic Filing: We handle IRS submissions, eliminating the need for complex file formatting or obtaining a TCC.
  • Late Filing Assistance: Need extra time? Our experts can guide you through the extension process.

Why Companies Choose SOS

Efficient Year-End Reporting Management

We manage every step of your Form 3921 and 3922 reporting, from data validation to statement generation and IRS filing. Our process helps your team meet the January 31 deadline with accuracy, compliance, and peace of mind.

Experienced Equity Reporting Specialists

Our specialists have decades of experience across platforms such as Fidelity, Morgan Stanley ShareWorks, and Carta. We reconcile equity data, payroll, and tax records with precision to prevent mismatches and avoid costly re-filings.

Collaborative, Deadline-Driven Partnership

We work closely with your HR, Finance, and Payroll teams to anticipate data needs, identify potential issues early, and maintain clear communication throughout the process. Our structured approach keeps your year-end reporting organized and on schedule.

“The team was so responsive and helpful and expedited our process to meet the deadline."
– Skechers USA, Inc.
– Skechers USA, Inc.
“Stock & Option Solutions did a great job communicating progress and deadlines throughout the 6039 project.”
Levi Strauss & Co.
Levi Strauss & Co.
“It was an absolute pleasure working with the Stock & Option Solutions Team on this project.”
Uber
Uber
“A very well streamlined process with excellent support and guidance from kick off to filing. Thank you!”
Celldex Therapeutics, Inc
“I am very pleased with the level of service. Each year, the process is organized and efficient and everything goes smoothly. Great job!”
Axcelis Technologies, Inc.
“Professional, timely and all contacts were a pleasure to work with.”
The Medicines Company
“From initial contact to IRS filing, the process was simple and seamless.”
Travere Therapeutics

Expertise Across Every Equity System

We integrate seamlessly with leading equity management platforms to streamline administration, ensure accuracy, and reduce manual errors.

Supported platforms include:

  • Morgan Stanley ShareWorks
  • Fidelity
  • E*TRADE / Morgan Stanley at Work
  • Carta
  • Charles Schwab
  • BAML
  • Certent
  • Computershare
  • UBS
  • Global Shares

Partner With Us

Today

Optimize your tax compliance and reporting efficiency by outsourcing your 6039 reporting to the seasoned professionals of our team. Enhance precision and simplify your tax-related procedures.
Schedule a Consultation